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Results: 685

#	Item
661	Research Study Principles and Rules in Public and Professional Securities Law Enforcement: A Comparative U.S. – Canada Inquiry Lawrence A. Cunningham Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-15 19:16:12 Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Canadian securities regulation Insider trading Securities and Exchange Commission Securities Exchange Act Uniform Securities Act United States securities law Financial system Financial regulation
662	Research Study Importing the e-World into Canadian Securities Regulation Dimity Kingsford Smith Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-20 17:44:14 Investment United States Securities and Exchange Commission Canadian law Canadian securities regulation Prospectus Regulation D Security System for Electronic Document Analysis and Retrieval Franchising Stock market Financial economics Business
663	Chapter 3 Approaches to Securities Regulation and General Principles 3.1 The regulatory response to a market failure is dictated by the way in which the market failure is viewed by a regulator – it is the product of t Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-10-19 15:02:58 Economy of Canada Canadian law Canadian securities regulation Canadian Securities Administrators Capital market U.S. Securities and Exchange Commission Ontario Securities Commission Securities Commission Income trust Financial regulation United States Securities and Exchange Commission Financial economics
664	Research Study Enforcement and its Impact on Cost of Equity and Liquidity of the Market Utpal Bhattacharya Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-22 12:45:44 Stock market Corruption Insider trading Canadian securities regulation U.S. Securities and Exchange Commission Security Capital market Financial market Securities Commission Financial economics Investment Economics
665	Executive Summary of Recommendations The following is a summary of the recommendations we have made within the text of our Report which follows. We have organized our recommendations below according to the theme of each Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-27 17:54:32 Financial services Financial regulation International Organization of Securities Commissions Canadian securities regulation Hedge fund Securities Commission of New Zealand Securities Act U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act Financial economics Finance Investment
666	Chapter 5 Accessing The Canadian Capital Markets 5.1 A key driver in the competitiveness of Canada’s capital markets is the speed at which issuers are able to access capital. Logically, as ease of access to Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-27 16:21:42 Finance Securities United States securities law United States Securities and Exchange Commission Corporate finance Prospectus Securities Act Shelf registration Initial public offering Stock market Financial economics Investment
667	Chapter 7 Enforcement of Securities Laws 7.1 The central question in the minds of many investors in Canada’s capital markets is whether Canada’s securities laws are enforced to the extent that they should be. Indeed Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-27 16:21:42 Canadian law Canadian securities regulation Finance 73rd United States Congress United States Securities and Exchange Commission Securities Commission Financial regulation Security Capital market United States securities law Financial economics Financial system
668	Research Study Towards Effective Balance Between Investors and Issuers in Securities Regulation Anita Anand Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-16 13:39:32 Finance United States Securities and Exchange Commission United States securities law Securities 73rd United States Congress Securities Act Security Canadian securities regulation Prospectus Stock market Financial economics Investment
669	Research Study The Role of Securities Regulation in Promoting a Competitive Capital Market Mark Gillen Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-16 15:17:58 Finance Financial regulation Insider trading Stock market Securities market Securities regulation in the United States Canadian securities regulation Securities Act U.S. Securities and Exchange Commission Corruption Economics Business
670	CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report Canadian Securities Administrators About CSA Add to Reading List Source URL: www.securities-administrators.ca Language: English - Date: 2014-02-19 09:25:11 Corruption Stock market United States securities law Corporate crime U.S. Securities and Exchange Commission Canadian securities regulation Securities fraud Securities regulation in the United States Securities Commission of New Zealand Financial economics Financial system Economics

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